Cross-Border Trading - Non Tradeware Customers - C

The following survey is in reference to cross-border trading. Cross-border trading is defined as buying/selling equities listed in one country while in another (i.e. buying a stock listed on the London exchange from the U.S.) and excludes ADRs. Please forward this on to the person in your organization best able to answer the following questions. As always, your response will be kept strictly confidential. Thank you, in advance, for your help with our research.

1. In a given year, approximately what percentage of your equity trades are cross-border trades?

2. Does your company currently have the ability to independently perform cross-border trades?

Yes

4. Do smaller banks pass their cross-border trades on to you?

Yes

Revenues

Assets Under Management

7. For your customers who request a cross-border trade, do you pass that trade on to a �bigger� bank that has the capability to perform this trade?

Yes

10. Assuming there was a solution that you could purchase that would allow you to perform cross-border trading, would you be willing to purchase it?

Yes

Company Name

Most Recent Year's Annual Revenues

Most Recent Year's Assets Under Management

Please contact [email protected] or click here if you have any questions regarding this survey.